Physical paradigm /
system-oriented approach
Ellis (1992) finds that the two main
paradigms in information science up to that data have been the "the physical
paradigm" and "the cognitive
paradigm". Ingwersen (1992) makes a distinction between the "traditional
information retrieval (IR) research program", "the user oriented" program and
"the cognitive approach". Ingwersen & Wormell (1990) uses the term "the
systems driven paradigm" in a way that corresponds to "the physical paradigm" in
Ellis' terminology.
According to Ellis (1992, p. 174-175) was the physical
paradigm in information science founded by Cyril Cleverdon
and the Cranfield experiments. The
experimental environment was Cranfield College of Aeronautics and the
tests were carried out in the same way as other technological products are
tested. The core assumptions in the physical paradigm are according to Ellis:
-
Mechanical,
-
Based on abstract generalizations about
information retrieval
languages,
-
Reductionist ("..the assumption that index languages consisted of
amalgams of index language devices meant that index language performance (in
terms of the measures of recall and precision) could be directly explained by
reference to the combination of use of the different index language device, just
as the performance of a mechanical system can be explained with reference to the
contributions of the different elements of the system").
What exactly the assumptions were at
that time, and whether those assumptions have been continued in, for example,
the TREC experiments, is in need of further analysis.
Gordon (2002) argues that "Research traditions in education and information
retrieval have grown up in parallel worlds, although they share a theoretical
foundation that profoundly influences research methodology and best practice in
their respective domains." She further sees a relation between the
behaviorist paradigm in psychology/education and the systems approach in
information retrieval (IR):
"Behaviorism also became a
theoretical basis for systems approaches in information retrieval (IR) for
research that was system rather than user centric. Behaviorists did not make
inferences about how learners process information or what goes on internally
when learning takes place. In education, behaviorist theory informed practice by
providing a rationale for programmed instruction, teaching machines, and
computer-assisted instruction. In library instruction it encouraged a
tool-specific approach to teaching information skills in isolated lessons taught
out of the context of their utility. "
Later a shift from behaviorism to
cognitivism influenced both education and Library and Information Science
(LIS):
"Piaget described
schemata—mental structures by which individuals organized their perceptions into
categories to classify specific information. These schemata adapt during the
learning process through assimilation, by which the learner integrates new
information into existing schemata, or by accommodation, whereby existing
schemata are modified to create new mental structures. Learners were viewed as
actively assimilating and accommodating information in terms of what they
already knew (Bartlett 1932; Inhelder and Piaget 1958). Constructivist theory
has grown to provide a rationale for hands-on, active learning; inquiry
learning; learning to learn; and performance-based assessment in the classroom.
With a paradigm shift from bibliographic instruction to information literacy,
this theory supported the process approach to teaching information skills in the
academic context of curriculum. The information user is seen as learner through
the lenses of information literacy, cognitive, and metacognitive processes."
A related way to analyze paradigms in LIS is to look at the implicit
epistemological assumptions in the research. The Cranfield experiments may be
termed "empiricist"
and "positivist".
There are two levels in this empiricism: 1) the way information retrieval (IR)
is measured by recall and
precision 2) the way IR is conceptualized in the first hand as an efficient
selection of document representations. Such empiricist assumptions may be
confronted with other epistemological views, for example,
hermeneutics and
pragmatism. Such
alternatives have implications on both the way research is carried out (e.g.
more emphasis on qualitative research) and also on how IR is understood in the
first place. (See Hjørland & Nissen Pedersen, 2005, for a discussion of
positivist versus pragmatist assumptions in IR;
click for summary of arguments).
One assumption in positivist approaches
is a dichotomy between "users" and "systems". From hermeneutical and pragmatist
points of view are users and systems more or less connected in ways of
"pre-understanding". The way the system is designed may be influenced by the
same world-views, conceptualizations and pre-understandings as have influenced
the users. There may be more or less harmony or
"fusion of horizons" (see, e.g., Capurro,
2002). The implication is that we cannot study "systems" and "cognitive
processes" as two different things. Any kind of "systems approach" is based on
some assumptions about cognitive processes. One difference between the Cranfield
studies and much later "user oriented" research have been that Cranfield relied
on expert evaluations when the
relevance of
documents was decided, while user oriented approaches have mainly been based on
users' relevance criteria. In this way has the "physical paradigm" been based on
cognitive assumptions about subject knowledge that is somewhat in conflict with
user-based views on how the relevance of documents have to be evaluated.
The concept of "system" is somewhat
unclear in the term "systems oriented approach". Often, one have the feeling
that by "system" is meant "computer system". However, also the bibliographical
system have been understood as part of the "systems oriented approach" (c.f.,
bibliographic paradigm). Users are
often members of specific groups, disciplines, domains, cultures or "paradigms".
Such groups may be understood as "social systems". Again is the implication that
systems and users cannot be understood separated from each other. If we
understand "the systems-oriented approach" narrowly as computer systems, LIS is
reduced to a branch of computer science. If we understand "the systems-oriented
approach" broadly then it is not possible to maintain the dichotomy between
users and systems because users are mainly to be understood as products of the
cultural systems.
Related to the development of metadata
and topic maps has
another dichotomy gained ground: The resource-centric view versus the
subject-centric view. This is probably a more fruitful understanding:
"The topic maps paradigm
recognizes that everything and anything can be a subject of
conversation, and that every subject of conversation can be
a hub around which data resources can orbit. Unlike the
resource-centric view in which metadata orbits data
resources, in the subject-centric view, data orbits
subjects. If the subject itself happens to be a data
resource, the orbiting data can, of course, be called
metadata. But one of the essential lessons of the topic maps
paradigm is that all data is data about subjects,
but only some subjects are themselves data; most subjects
are not information resources. When the problem of global
knowledge interchange is approached with this
subject-centric attitude, the solution becomes much simpler
and easier. Indeed, for many people, and particularly for
the people who have used it the most, the topic maps
paradigm passes the most convincing test of all: the
solution, once finally found, is obvious." (Newcomb, 2003,
p. 43).
Literature:
Capurro, R. (2002). Hermeneutics and the
phenomenon of information.
http://www.capurro.de/ny86.htm
Ellis, D. (1992). Paradigms and proto-paradigms in information retrieval
research. Pp. 165-186 in: Vakkari, P. & Cronin, B. (Eds.): Conceptions of
Library and Information Science. Historical, empirical and theoretical
perspectives. London: Taylor Graham.
Ellis, D. (1992) The physical and
cognitive paradigms in information retrieval research. Journal of
Documentation, 48, 45-64.
Gordon, C. A. (2002). Methods for
Measuring the Influence of Concept Mapping on Student Information Literacy.
School Library Media Research, Vol. 5. Published by American Library
Association. Available at:
http://www.ala.org/ala/aasl/aaslpubsandjournals/slmrb/slmrcontents/volume52002/gordon.htm
Hjørland, B. & Nissen Pedersen, K.
(2005). A substantive theory of classification for information retrieval.
Journal of Documentation, 61(5), 582-597.
Click for full-text pdf.
Click for summary of arguments.
Ingwersen, P. (1992). Information Retrieval Interaction. London: Taylor
Graham. Available online:
http://www.db.dk/pi/iri/#chapters
Ingwersen, P. & Wormell, I. (1990). Informationsformidling i teori og praksis. København,
Munksgaard.
Newcomb, S. R. (2003). A perspective on
the quest for global knowledge interchange. IN: XML Topic Maps: Creating and
Using Topic Maps for the Web. Ed. by Jack Park & Sam Hunting.
Boston, MA:
Addison Wesley Professional (pp. 31-50).
See also: Bibliographic paradigm;
Information science, theory;
Cognitive paradigm
Birger Hjørland
Last edited:
23-10-2006
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